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ESMA tells fund managers to improve readiness for future adverse shocks
The priority areas identified to enhance the preparedness of the funds are ongoing supervision of the alignment of the funds’ investment strategy, liquidity profile and redemption policy; ongoing supervision of liquidity risk assessment; fund liquidity profile reporting; increase of the availability and use of Liquidity Management Tools (LMTs); and supervision of valuation processes in a […]
ESMA releases statement concerning the applicability of Level 3 guidance under the Prospectus Directive
The public statement contains an update of the status of the Q&As and the CESR recommendations relating to specialist issuers. Q&As In the news item published on 12 July 2019, ESMA explained that Q&As published under the Prospectus Directive would no longer apply as of 21 July 2020, because ESMA expected to have updated those […]
Joint ESA consultation on ESG disclosures
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