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The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today publishes its advice to the European Commission (EC) on inducements and costs and charges disclosures under MiFID II. In the advice, ESMA encourages the EC to conduct further analysis on the topic of inducements, which is key for the protection of investors, […]
ESAs seek to promote consistent application of the PRIIPs Regulation to bonds
The statement responds to uncertainty as to the scope of the PRIIPs Regulation. This uncertainty risks divergent applications by NCAs, with negative consequences for achieving uniform levels of retail investor protection and a level playing field amongst product manufacturers and distributors within the EU. NCAs are recommended to apply the supervisory guidance included in the […]
Report on Budgetary and Financial Management Financial Year 2019
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