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Summary of Conclusions Board of supervisors-SMSG – 17 December 2020

February 4, 2021 adminComment(0)

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Risk Strategy & Advisory Consultant0
... and an awareness of a broad range of industry developments (including but not limited to LIBOR, BASEL III, climate change, SM&CR, MiFID II) ...
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... would not qualify as a professional client as defined in point (10) of Article 4(1) of MiFID II; or (iii) not an EEA Qualified Investor.
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On 24 September, ESMA launched a consultation on proposals for improvements to the MiFID II framework on best execution reports.
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Summary of Conclusions Board of supervisors-SMSG – 17 December 2020

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