Monday 26 September 2022 13:55
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The new Investment Firms Regulation (EU) No 2019/2033 (IFR) and Directive (EU) 2019/2034 (IFD) introduced changes to MiFIR and MiFID II regimes for the provision of investment services and activities in the EU by third-country firms. These changes include new reporting requirements from third-country firms to ESMA on an annual basis in accordance with Article […]
ESMA announces 10 Year Anniversary Conference
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, will turn 10 on 1 January 2021 and, as part of our anniversary celebrations, we will host an online conference on 23 March to reflect on the progress the Authority has made as a financial regulator and look to its future. ESMA starts […]
ESMA issues 2019 report on Accepted Market Practices under MAR
ESMA’s report provides an overview on the establishment and application of AMPs in the EU after MAR became applicable, including the AMPs established under the Market Abuse Directive that remained applicable afterwards. Background AMPs are a defence against allegations of market manipulation: dealings in financial markets carried out for legitimate reasons and in conformity with […]