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Report to the EU institutions Article 52 MiFIR

January 27, 2021 adminComment(0)

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Risk Strategy & Advisory Consultant0
... and an awareness of a broad range of industry developments (including but not limited to LIBOR, BASEL III, climate change, SM&CR, MiFID II) ...
Small Cap Wrap - Bens Creek Group, Cyanconnode, Harland and Wolff and more...0
... Directive 2014/65/EU ("MIFID II Directive"); or (ii) investment research as defined in the UK retained version of article 36(1) of Commission ...
Hardman & Co Research : Tissue Regenix (TRX): Faster-than-anticipated recovery0
Hardman & Co Research can still be accessed for free after MiFID II. Please click here to read the statement. About Hardman & Co: For the past 25 ...
Kosmos Energy Announces Launch of Senior Notes Offering0
MiFIR professionals / ECPs only / No PRIIPs / UK PRIIPs KID - Manufacturer target market (MiFID II product governance) is eligible counterparties ...
Form 424B3 US BANCORP \DE\0
... would not qualify as a professional client as defined in point (10) of Article 4(1) of MiFID II; or (iii) not an EEA Qualified Investor.
Thermo Fisher Scientific Prices Offering of Euro-Denominated Senior Notes0
MiFID II and UK MiFIR – professionals/ECPs-only / No PRIIPs or UK PRIIPs KID – Manufacturer target market (MiFID II and UK MiFIR product ...
Why Banks Need Real-Time Risk Visibility0
From MiFID II to trade and transaction reporting, new regulations have increased transparency in markets significantly.
Hardman & Co Research: City of London Investment Group (CLIG): Good performance offsets weak markets0
Hardman & Co Research can still be accessed for free after MiFID II. Please click here to read the statement. About Hardman & Co: For the past 25 ...
Financial Services Regulation and Compliance - Investment Firms Sept 20210
On 24 September, ESMA launched a consultation on proposals for improvements to the MiFID II framework on best execution reports.
Impact of the MiCA proposal on the taxation of crypto-assets within the EU0
Some crypto-assets may qualify as 'financial instruments' within the scope of the Markets in Financial Instruments Directive II (MiFID II), ...

Report to the EU institutions Article 52 MiFIR

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