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Comment, Nick Bayley MD Duff & Phelps' Compliance And Regulatory Consulting Practice ... November 14, 2019
Reacting to the news that EU prepares tweak to Mifid market rules, Nick Bayley MD in Duff & Phelps' Compliance and Regulatory Consulting Practice ...
SP Angel . Morning View . Nickel inventories fall to critical levels November 14, 2019
Nickel inventories fall to critical levels. Gold climbs as weak data highlight fragile growth outlook. CLICK FOR PDF. MiFID II exempt information – see ...
EU set to revise MiFID II following backlash November 14, 2019
The EU is considering making tweaks to its MiFID II market rules from next year following criticisms from banks, investors and regulators, according to ...
Beware of the rules around DFM November 14, 2019
Under Mifid II, intermediaries must provide their clients with annual cost and charges reports, outlining how investment returns have been affected by ...
Due diligence should be done on passives November 14, 2019
He says: “The requirement to present ex-ante and ex-post costs and charges information under MiFID II has put the spotlight on DFMs like never ...
Why further Brexit delay creates greater reporting uncertainty for fund managers November 14, 2019
Those funds managers subject to both EU Mifid II, and an FCA version of Mifid II, need clarity on whether or not they will need to split out transaction ...
EU to amend Mifid II rules to appease industry frustrations November 14, 2019
Mifid legislation has been criticised for its vast size and complexity, with more than 1.7 million paragraphs of documentation, which took seven years to ...
The quandary of defining best execution in securities finance transactions November 14, 2019
By John Arnesen, consulting lead, Pierpoint Financial Consulting. Once the dust had settled on MiFID I back in 2007 it was clear that agency securities ...
SmartStream Technologies Wins Best Solution in Reference Data November 14, 2019
For MIFID II/ MIFIR, for example, it provides all the reference data needed to support pre-trade price transparency, post-trade and transaction reporting.
EU prepares tweak to Mifid market rules after industry backlash November 14, 2019
Brussels is preparing to retune some of its Mifid II markets rules from next year, less than three years after implementation, following a wave of criticism ...

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