Thursday, November 26, 2020

Compliance Nexus

Compliance Feeds, Links and Resources

  • Due Dilligence
    • Regulator Search
    • Charities
    • ICAEW Search
    • Law Firm Search
  • Resources
    • Take Over Panel
    • LEI Search

Regulator Search

Regulatory Authorities

United Kingdom (Opens in New Tab)

Guernsey

Jersey

Gibraltar

Isle of Man

Ireland

ESMA MiFID Firm Search

United States of America

Login

  • Register
  • Lost Password

RSS MiFID Headlines from Google

  • XSpot Wealth: Democratising wealth management November 25, 2020
    ... co-founders, and XSpot's current CEO; he discusses the void created at the lower-income end of wealth management as a consequence of MiFID II, ...
  • No regime rest bite: UK regulations to cause stir in 2021 November 24, 2020
    This means that many of the Mifid II rules will remain the same or similar in the UK alternative. If equivalence is not met, UK member firms will be ...
  • CNH Industrial announces plans to issue notes denominated in Euro November 24, 2020
    MiFID II professionals/ECPs-only / No PRIIPs KID – Manufacturer target market (MIFID II product governance) is eligible counterparties and ...

Archives

Categories

Recent Posts

  • FCA charges Richard Jonathan Faithfull with one offence of money laundering
  • ESMA Newsletter – Nº18
  • SEC Issues Agenda for Dec. 1 Meeting of the Asset Management Advisory Committee
  • 20 11 European MMFs Covid-19 – EFAMA Final Report (November 2020)
  • ESMA sets out its final view on the derivatives trading obligation (DTO)
2017 Compliance Nexus (c) | Editorial by MysteryThemes.