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ESMA publishes MiFID II Supervisory Briefing on Appropriateness and Execution-only
This supervisory briefing is an updated version of ESMA’s 2012 supervisory briefing on the same topic and takes into account the new version of ESMA’s guidelines on suitability published on 28 May 2018 with respect to aspects also relevant to the appropriateness rules. This supervisory briefing covers the following topics: Determining situations where the appropriateness […]
ESMA publishes official translations for three sets of Guidelines under CSDR
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