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ESMA consults on procedural rules to impose penalties on supervised entities
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has opened today a public consultation on future procedural rules regarding penalties for third-country central counterparties (TC-CCPs), trade repositories (TRs) and credit rating agencies (CRAs). The consultation deals with specific aspects of the procedural rules for imposing fines and penalties to TC-CCPs, TRs and […]
ESMA Newsletter – Nº10
19 December ESMA announces MiFID scheduled publication dates for 2020 The European Securities and Markets Authority (ESMA) has published its 2020 calendar of MiFID II/MiFIR relevant publications for the transparency regime and systematic internalisers’ tests. The calendar, available in this page, will assist market participants planning for the next 12 months. 18 December ESMA proposes […]
Advice on Initial Coin Offerings and Crypto-Assets
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