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ESMA updates its Q&As on MiFID II and MiFIR transparency – July 2020
The new Q&A document provides technical clarifications for the performance of the mandatory systematic internaliser (SI) test. The Q&A specifies how the number of transactions and the nominal amount traded of a derivative shall be allocated when a derivative contract changes over the observation period from one sub-class to another. Background The purpose of this […]
Vacancy notice – Supervision Officer – IT Profile (deadline: 18/05/2018)
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ESMA provides standards on supervisory cooperation for market abuse investigations
ESMA’s ITS clarify how national competent authorities (NCAs) and ESMA should cooperate with each other as well as with other EU authorities, entities and public bodies in the field of market abuse. Market abuse can take many forms and concern different markets at the same time. As markets’ integration is increasing further, smooth cooperation between […]