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ESMA finalises rules on standardised information to facilitate cross-border distribution of funds
The European Securities and Markets Authority (ESMA), the EU’s securities regulator, has today published a final report on implementing technical standards (ITS) under the Regulation on cross-border distribution of funds. The ITS focus on the publication of information by national competent authorities (NCAs) on their websites, the notification of information by NCAs to ESMA and […]
Sanctions and measures imposed under MiFID II in 2019
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Consultaion on Revised Guidelines on Periodic Reporting by CRAs
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: respond to the question stated; indicate the specific question to which the comment relates; contain a clear rationale; and describe any alternatives ESMA should consider. ESMA will consider all […]