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ESMA LAUNCHES DEDICATED TEMPLATE FOR SYSTEMATIC INTERNALISERS CALCULATIONS AHEAD OF AUGUST 1 PUBLICATION
ESMA had received a number of requests to make this template available in advance of 1 August so stakeholders have more time to adapt to the way ESMA will provide the systematic internaliser information. Publishing this template should therefore facilitate a seamless implementation of the systematic internaliser regime. Original Article Here
ESMA assesses the compliance with UCITS liquidity rules and highlights areas for vigilance
This exercise was launched on 30 January 2020. Its purpose was for all NCAs to conduct coordinated supervisory activities to assess whether UCITS managers comply with their LRM obligations. The CSA was also an opportunity to strengthen the ongoing exchange of supervisory knowledge and experience among NCAs. Steven Maijoor, Chair, said: “Effective liquidity management is […]