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04 October ESMA consults on MiFIR alignment following the introduction of EMIR Refit The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today launched a consultation on possible amendments to the trading obligation under MiFIR following the introduction of EMIR Refit. 04 October ESMA Opinion clarifies application of pre-trade transparency and […]
ESMA reports on penalties and supervisory measures under EMIR
The report focuses in particular on the supervisory actions undertaken by NCAs, their supervisory powers and the interaction between NCAs and market participants when monitoring the compliance of the following EMIR requirements: the clearing obligation for certain OTC derivatives (Art. 4 EMIR); the reporting obligation of derivative transactions to TRs (Art. 9 EMIR); requirements for […]
Summary of Conclusions Board of Supervisors conference call – 16 March 2020
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