Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders

Consultation paper on the Guidelines on the MiFID II/ MiFIR obligations on market data

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:1. respond to the question stated;2. indicate the specific question to which the comment relates;3. contain a clear rationale; and4. describe any alternatives ESMA should consider. ESMA will consider all […]

ESMA provides standards on supervisory cooperation under the Securitisation Regulation

ESMA’s RTS clarify how CAs and the ESAs should cooperate with each other in the field of securitisation transactions. As investors, originators, sponsors, original lenders and Securitisation Special Purpose Entity (SSPE) can be established in different Member States and supervised by different CAs, close cooperation between CAs and the ESAs is critical to achieve an […]

ESMA-UK FCA MoU on consultation, cooperation and exchange of information

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