Introductory statement on GameStop share trading – Steven Maijoor

Compliance table – Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD

Download PDF Original Article Here

ESMA Risk Dashboard No. 2 2019

Download PDF Original Article Here

ESMA publishes third annual report on use of sanctions for UCITS

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today publishes its 2019 report on the use of supervisory sanctions by National Competent Authorities (NCAs) under the Undertakings for Collective Investments in Transferrable Securities (UCITS) Directive.  While the number of NCAs issuing sanctions (penalties and measures) remains stable at 15, compared to […]