ESMA News

Guidelines On Disclosure Requirements Applicable to Credit Ratings

Changes in the application of MiFID to Investment Fund Managers June 16, 2021
General exemption (art 2 (1) (i) of MiFID):. Functions included in the collective portfolio management of an authorized IFM are not considered as an ...
How does Mifid protect consumers? June 16, 2021
Mifid. The Markets in Financial Instruments Directive, or Mifid, was drafted in 2004 and has been in force across the European Union since 2007 - it was ...
Mobile call recording: The right call for your business June 16, 2021
Yet under MiFID II, the trader's firm must keep a copy of that recording, and of every communication with every client, for seven years. The app gap. Until ...
Lundin Energy launches offering of US dollar-denominated senior notes June 14, 2021
Manufacturer target market (MiFID II product governance / UK MiFIR product governance) is eligible counterparties and professional clients only (all ...

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