Final Report – Prospectus Peer Review

COVID-19 Public Statement

Download PDF Original Article Here

ESMA reminds firms of the impact of inflation in the context of investment services to retail clients

ESMA reminds firms of the impact of inflation in the context of investment services to retail clients Tuesday 27 September 2022 11:29 The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today publishes a statement reminding firms to consider inflation and inflation risk when applying relevant MiFID II requirements in the interest […]

ESMA postpones RTS 2 Annual Review

RTS 2 requires that ESMA performs an annual review by 30 July, assessing whether it is appropriate to move to the next stage of the phase-in for the liquidity determination of bonds, and the trade percentiles determining the pre-trade sizes specific to the financial instrument (SSTI) threshold for bonds and derivatives. ESMA decided not to […]