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Responding to this paper ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they: 1. respond to the question stated; 2. indicate the specific question to which the comment relates; 3. contain a clear rationale; and 4. describe any alternatives ESMA should consider. […]
ESMA updates EMIR Q&A
The overall update mainly provides new answers on the implementation of the EMIR Refit framework with regards to: The clearing obligation for financial (FC) and non-financial counterparties (NFC); The procedure for notifying when a counterparty exceeds or ceases to exceed the clearing thresholds; and, How counterparties should report derivatives novations and removes some obsolete […]
ESMA publishes Call for Evidence in the context of the review of transparency requirements for equity and non-equity instruments
The purpose of this exercise is to gather input and views on practical issues related to the application of RTS 1 and RTS 2 that market participants have identified since the application of MiFID II/ MiFIR. ESMA would also like to receive feedback on any technical issue and policy gap that market participants have encountered […]