ESMA announces strategic priorities for the next five years_Press Release

ESMA publishes guidance on appropriateness and execution-only requirements under MiFID II

These requirements constitute an important element of investor protection in the provision of investment services other than investment advice or portfolio management. Under MiFID II, investment firms providing non-advised services are required to request information on the knowledge and experience of clients or potential clients to assess whether the investment service or product envisaged is […]

Update on the UK’s withdrawal from the European Union – preparations for a possible no-deal Brexit scenario on 12 April

28 March 2019 Brexit Credit Rating Agencies MiFID – Secondary Markets MiFID II: Transparency Calculations and DVC Post Trading Trade Repositories The European Securities and Markets Authority (ESMA) has published a statement updating on its preparations for a no-deal Brexit scenario in view of recent developments on timing. ESMA wants to highlight that, in relation […]

Use of UK data in ESMA databases in case of a no-deal Brexit

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