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Steven Maijoor – introductory remarks to the 2nd Roundtable on Euro Risk Free Rates
Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), has delivered the opening remarks at today’s second roundtable on euro risk free rates at the European Central Bank in Frankfurt. In his remarks, Mr. Maijoor highlighted ESMA’s priorities in its work under the Benchmark Regulation (BMR) in particular the adoption by EU supervised […]
ESMA sets out plan for systematic internaliser regime calculations and publications
ESMA was required to amend its original action plan as data completeness for the various asset classes had not reached adequate levels when ESMA conducted its completeness analyses. Given the complexity and size of the task, ESMA then decided to focus on improving completeness for a select number of asset classes while postponing the publication […]
ESMA SEEKS INVESTOR PROTECTION EXPERTS FOR STAKEHOLDER PANEL
IPISC undertakes ESMA’s work relating to the provision of investment services and activities to different categories of clients by investment firms and credit institutions. Its focus is on investor protection, in particular the distribution of financial instruments and, more generally, on the authorisation of investment firms, conduct of business and organisational requirements, product intervention rules, […]