Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements

ESMA assesses the compliance with UCITS liquidity rules and highlights areas for vigilance

This exercise was launched on 30 January 2020. Its purpose was for all NCAs to conduct coordinated supervisory activities to assess whether UCITS managers comply with their LRM obligations. The CSA was also an opportunity to strengthen the ongoing exchange of supervisory knowledge and experience among NCAs. Steven Maijoor, Chair, said: “Effective liquidity management is […]

Consultation on draft guidelines on stress test scenarios under the MMF Regulation  

Responding to this paper ESMA invites responses to the questions set out throughout its Consultation Paper on the Draft guidelines on stress test scenarios under the MMF Regulation. Responses are most helpful if they: respond to the question stated; indicate the specific question to which the comment relates; contain a clear rationale; and describe any […]

Opinion on classification of counterparties in weekly position reports

Tuesday 12 July 2022 11:30 Original Article Here