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ESMA News
ESMA consults on the review of the Short Selling Regulation
The CP sets out suggestions for operational improvements and policy clarifications on: the calculation of net short positions, the prohibition of uncovered short selling and the locate rule under which short selling trades can take place; the mechanism for transparency of net short positions and the proposal to publish aggregated net short positions per issuer […]
Consultation Paper on the review of certain aspects of the Short Selling Regulation
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: respond to the question stated; indicate the specific question to which the comment relates; contain a clear rationale; and describe any alternatives ESMA should consider. ESMA will consider all […]
Final Report on Guidelines on Settlement Fails Reporting under Article 7 of CSDR
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Final Report on Guidelines on methodology, oversight function and record keeping under the Benchmarks Regulation
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ESMA consults on proposals for a review of the MiFID II best execution reporting regime
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today launches a consultation on proposals for improvements to the MiFID II framework on best execution reports. These proposals aim at ensuring effective and consistent regulation and supervision and enhancing investor protection. ESMA’s proposals include technical changes to: the reporting obligations for execution […]
Consultation on Review of the MiFID II framework on best execution reports
This document is of interest to execution venues, investment firms and their associations, investors, consumer associations, as well as any market participant engaged in the execution of orders under the MiFID II framework. ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful […]
Press Release – ESMA fines UnaVista trade repository €238500 for EMIR data failures
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Decision – UnaVista Limited
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Public Notice – UnaVista Limited
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