Jason Daniel Baker and Geoffrey Paul Rowley of FRP Advisory LLP were appointed as joint administrators of Glint on 18 September 2019. What should I do if I have money with Glint? Customers should contact the joint administrators if they are concerned, have any questions or for any updates. If you are a Glint client […]
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Stretchy Finance UK Ltd / Stretchy Loans UK Ltd (clone of FCA authorised firm)
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]
First BTC FX (clone of FCA authorised firm)
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]
Sheree Howard appointed as FCA Executive Director of Risk and Compliance Oversight
Sheree is currently Interim Director of R&CO having joined the FCA as a Senior Adviser in December 2017. Prior to joining the FCA, Sheree spent more than 25 years in financial services, both in the Insurance and Banking sectors. During this time, she held a range of senior roles and gained valuable experience of pricing, […]
Perfect Lends (clone of FCA authorised firm)
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]
Discours de Robert Ophèle, Président de l’AMF – ISDA’s Annual Conference – Londres – 19 septembre 2019 (en anglais uniquement)
Check against delivery Good afternoon, It is always a pleasure to be invited to participate in the annual ISDA conference and to have the opportunity to say a few words on some of the challenges the derivatives markets may face in the coming months. And there are quite a few challenges ahead. You have discussed […]
SEC Adopts New Rules and Amendments under Title VII of Dodd-Frank
Washington D.C., Sept. 19, 2019 — The Securities and Exchange Commission today announced that it took a significant step toward establishing the regulatory regime for security-based swap dealers by adopting a package of rules and rule amendments under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). These actions establish […]
Chiffres clés 2018 de la gestion d’actifs – Le panorama des sociétés de gestion
Le nombre de sociétés de gestion de portefeuille agréées en France à fin 2018 s’accroît légèrement après deux ans de stagnation avec un stock qui s’établit à 633 sociétés. Une envolée du nombre de projets reçus en 2018, matérialisés sur le 1er semestre 2019 Après deux ans de stagnation, principalement due à un fort niveau […]
ESMA issues opinion on accepted market practice by Spanish CNMV
ESMA considers that the revised CNMV’s AMP is compatible with Article 13(2) of the Market Abuse Regulation (MAR) and with the CDR 2016/908 and contains various mechanisms to limit the threat to market confidence with respect to liquidity contracts and therefore maintains its previous positive opinion. Background MAR’s purpose is to guarantee the integrity of […]
ESMA Opinion CNMV revised AMP
Download PDF Original Article Here