SEC News

SEC and CFTC Participate in the Signing Ceremony for the IOSCO Enhanced Multilateral Memorandum of Understanding Concerning Cross-Border Enforcement

At the 44th Annual International Organization of Securities Commissions (IOSCO) Conference in Sydney, Australia, the Chairmen of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission (CFTC) participated in a signing ceremony on May 15 for the IOSCO Enhanced Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of […]

AMF News

Discours de Robert Ophèle, président de l’AMF – Conférence du Crédit Agricole CIB et SEB – « Implementing the French-Swedish partnership for innovation and green solutions » – Paris – 20 mai 2019 (en anglais uniquement)

SEEING THROUGH THE GREEN LABEL Madame l’Ambassadrice, Monsieur le Commissaire général au développement durable, cher Xavier Musca, ladies and gentlemen, It is an honor and a pleasure to say a few words at the beginning of today’s event. France and Sweden share many values and our two countries have engaged in relentless efforts to make […]

FCA News

Capital Tech Limited t/a PBN Capital

Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams.  This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]

FCA News

hksvf (clone of authorised firm)

Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]

FCA News

Treasury Consulting Group

Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams.  This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]

Regulatory News

“Financial services enforcement: past, present and future” – Seana Cunningham, Director of Enforcement and Anti-Money Laundering

17 May 2019 Speech Remarks delivered at the Professional, Regulatory & Disciplinary Bar Association’s Annual Conference 2019 Good afternoon, I am delighted to have the opportunity today to speak with members of the Professional, Regulatory & Disciplinary Bar Association. Organisations such as yours play a crucial role in disseminating […]

FCA News

Stanford Capital Markets

Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams.  This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]