Our blog, Financial services: Regulation tomorrow offers a convenient resource for those keeping track of the evolving and increasingly complex global financial services regulatory environment. It reports on financial services regulatory developments and provides insights and commentary across Africa, Asia, Australia, Canada, Europe and the United States. We cover a broad range of financial services regulatory topics including banking and capital adequacy regulation, clearing and settlement, anti-money laundering, insurance, regulation and compliance retail and wholesale conduct and securities regulation.
There has been published on the legislation.gov.uk website The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (the Regulations) The Regulations form part of the transposition into UK law of MiFID II and also gives effect to MiFIR. The structure of the Regulations are as follows: Part 1 of the Regulations […]
The European Central Bank has updated its web page on relocating to the euro area. Under the drop-down section headed “Internal governance and risk management” there is: a new FAQ: “Can I continue to provide services to customers in the EU from a branch in London post Brexit?” an updated answer to FAQ: “Will the […]
The FCA has published Consultation Paper 17/17: Handbook changes to reflect the application of the EU Benchmarks Regulation (CP17/17). In CP17/17 the FCA issues proposals that will ensure that its Handbook is consistent with the directly-applicable EU Benchmarks Regulation (BMR). The deadline for comments on CP17/17 is 22 August 2017 and a Policy Statement is […]