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The consultation paper seeks the views of interested parties on a wide range of topics related to potential amendments of MAR. The consultation period will end on 29 November 2019. This open hearing is primarily of interest to issuers of financial instruments admitted to trading or trading on a trading venue, investment firms, asset management […]
Final Report on Technical standards on disclosure requirements under the Securitisation Regulation
[unable to retrieve full-text content] Original Article Here
ESMA updates its Q&As on MiFID II/MiFIR Investor Protection topics
The European Securities and Markets Authority (ESMA) has added 4 new Q&As to its Questions and Answers (Q&A) document on the implementation of investor protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The new Q&As cover the topics of post-sale reporting, record keeping, and inducements. The overall MiFID II Q&A […]