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ESMA has drawn up this document to create transparency around the regimes adopted across the EU. The Prospectus Regulation introduces a new threshold below which an offer does not require a prospectus. This threshold is one million Euros. Member States may decide to raise that threshold to a maximum of eight million Euros provided that […]
ESMA agrees MiFID II position limits proposed by FCA
ESMA’s opinions agree nine position limits proposed by the Financial Conduct Authority (FCA). The position limits concern contracts on: ESMA found that the proposed position limits by the FCA are consistent with the objectives established in MiFID II and with the methodology developed for setting those limits. As of 3 January 2018 and MiFID II […]
European Supervisory Authorities hold its 2018 Consumer Protection Day
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