ESMA News

SMSG advice ESMA on its Consultation Paper on Guidelines on the MiFID II/ MiFIR Obligations on Market Data

ESMA reminds UK investment market of the MiFID II reverse solicitation rules January 14, 2021
For UK investment firms that provide services under the MiFID II Directive, reverse solicitation remains a possibility. This is when a client established ...
Ministry says late MIFID II transposition had no major consequences January 14, 2021
Ministry says late MIFID II transposition had no major consequences. Ljubljana, 14 January - Responding to the EU Court of Justice ordering Slovenia ...
Malta: ESMA Issues Public Statement On Third-country Firms Marketing In The EU January 13, 2021
According to MiFID II, a third country firm may provide investment services to EU-based retail or professional clients without the requirement to ...

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