Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period

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[unable to retrieve full-text content] Original Article Here

ESMA CONSULTS ON SUPERVISORY FEES FOR DATA REPORTING SERVICES PROVIDERS

The European Securities and Markets Authority, the EU’s securities markets regulator, today launches a public consultation on supervisory fees for data reporting services providers (DRSPs) to be supervised by ESMA starting in 2022. Following the ESAs Review, the authorisation and supervision of data reporting services providers (DRSP) will be transferred from national competent authorities to ESMA […]

ESMA appoints chairs to its Investor Standing Committee and Sustainable Finance Network

Rodrigo Buenaventura, Chair of the Comisión Nacional del Mercado de Valores (CNMV), Spain will chair the Investor Protection and Intermediaries Standing Committee (IPISC); and Montserrat Martínez Parera, Vice-Chair of the Comisión Nacional del Mercado de Valores (CNMV), Spain will chair the Coordination Network on Sustainable Finance (CNS). The appointments follow the departure of the previous […]