Regulatory News

Rising Client Acquisition Costs Squeezing Small Brokers February 22, 2019
Before the introduction of the MiFID II regulatory framework that has greatly limited introducing broker activities throughout Europe, size has not been a ...
Why uncleared IM rules will spur innovation among asset managers February 21, 2019
Just as asset managers recover from the herculean effort of preparing for MiFID II, along comes another rule to adhere to. As of this September, ...
European asset management research budgets fall one year on from Mifid II February 21, 2019
Research budgets at European asset management firms have fallen since the introduction of Mifid II and independent research providers have not ...