Public statement on Implications of Russia’s invasion of Ukraine on half-yearly financial reports

ESMA to allow decision on reporting of net short position of 0.1% and above to expire

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has decided not to renew its decision to require holders of net short positions in shares traded on a European Union (EU) regulated market, to notify the relevant national competent authority (NCA) if the position reaches, exceeds or falls below 0.1% of the […]

ESMA launches a Common Supervisory Action with NCAs on MiFID II appropriateness rules

The European Securities and Markets Authority (ESMA) is launching a common supervisory action (CSA) which participant national competent authorities (NCAs) will carry out simultaneously, in the second half of 2019. The supervisory activity will focus on the application of the MiFID II requirements on the assessment of appropriateness, a topic on which ESMA has recently […]

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