Saturday, January 18, 2020

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MiFID Headlines from Google

Securities Body Pushes Universal Time Stamp For Trades January 17, 2020
The MiFID II legislation encompasses trading, data recording, transparency in research costs and other matters. It represents the biggest regulatory ...

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SEC to Report on State of Small Business Capital Formation in the U.S.
Fixed Return Bonds
Brokers Community – Market Effect
Prestige-Asset or Prestige Asset Management (clone of FCA authorised firm)
Alter Capital

2017 Compliance Nexus (c) | Editorial by MysteryThemes.