Sunday, August 19, 2018

Compliance Nexus

Compliance Feeds, Links and Resources

  • Due Dilligence
    • Regulator Search
    • Charities
    • ICAEW Search
    • Law Firm Search
  • Resources
    • Take Over Panel
    • LEI Search

Due Dilligence

Regulatory Authorities

United Kingdom (Opens in New Tab)

Guernsey

Jersey

Gibraltar

Isle of Man

Ireland

ESMA MiFID Firm Search

United States of America

Login

  • Register
  • Lost Password

RSS MiFID Headlines from Google

  • Mifid II impact on small and mid-cap brokers fuels consolidation talk August 18, 2018
    Mifid II heaps further pressure on the industry. Commissions paid to brokers dropped 28 per cent in the UK during the first quarter compared with the ...
  • Mifid II, RFQs and the future of Europe's G-Sibs August 18, 2018
    Implementing the second Markets in Financial Instruments Directive (Mifid II) has scored something of an own goal: new rules on reporting post-trade ...

Archives

Categories

Recent Posts

  • Bora Bora Bank / Bora Bora Wealth
  • SEC Adopts Amendments to Simplify and Update Disclosure Requirements
  • 365 Markets
  • 10 Trading owned and operated by BINEXT Solutions SRL
  • SMO Investments Limited t/a The Loan Doctor
2017 Compliance Nexus (c) | Editorial by MysteryThemes.