Due Dilligence

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Sequantis Expands Its Business by Growing Its RegTech Company, Sequantis LT April 18, 2019
... companies and institutional investors in relation to compliance with the various forms of regulation, such as PRIIPS, Solvency II and MIFID II.
Institutional Trading Network Liquidnet Unveils Ecosystem Pro April 17, 2019
... trader technology that combines data analytics, liquidity search tools and trading algorithms with MiFID II solutions and real-time market intelligence.
FCA consumer champion warns on complex products April 17, 2019
The product governance element of Mifid II is aimed at making sure advisers are offering their clients suitable solutions by requiring product ...
Investment Funds Update – Europe: Legal and regulatory updates for the funds industry from the ... April 17, 2019
MiFID II – ESMA issues statement regarding the impact of a no-deal Brexit on the impact of the "share trading" obligation under Article 23 of MiFIR.
Financial Service Regulation and Compliance - Investment Firms March 2019 April 16, 2019
ESMA has updated its MiFID II and MiFIR Questions and Answers document for investment firms. The Q&As clarify a number of commodity derivative ...