Due Dilligence

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Mifid's pre-trade transparency is 'a failed experiment' July 14, 2020
Mifid's pre-trade transparency is 'a failed experiment'. Market participants say benefits of altering pre-trade transparency rules are small.
ESMA Reports Shows Sanctions Under MiFID II Only Accrued €1.8M In 2019 July 13, 2020
This is due to the fact that MiFID II and MiFIR has only been applicable for two years, now, and it includes a considerable amount of time for enforcement ...
Schroders launches new fund range to leverage MiFID II July 13, 2020
The latter, which were introduced under MiFID II in 2018, encourage advisers to segment their client bank. Schroder Portfolios will maximise returns by ...
Edison Group opens Benelux office July 13, 2020
In this challenging environment, and with MiFID II limiting the availability of investor equity research, clear and direct communication with investors is ...
ESMA issues second report on sanctions under MiFID II July 13, 2020
The Report provides an overview of the applicable legal framework and the sanctions and measures imposed by NCAs under the MiFID II framework ...
Corporate & Financial Weekly Digest, Featuring Articles on Additional LIBOR Replacement ... July 11, 2020
... Materials from the ARRC, Amendments to Exemptive Application Procedures by the SEC and Updates to Aspects of MiFIR and MiFID II from ESMA.