Due Dilligence

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NICE and IBM Partner to Enable Banks to Adopt Cloud-First Strategy for Retaining Financial ... June 18, 2018
Financial services organizations worldwide are under mounting pressure from MiFID II, MAR, Dodd-Frank and FX Code of Conduct to store and retain ...
UK regulator to launch MiFID II probe over consistency concerns June 18, 2018
The probe is understood to have been prompted by concerns over the way the adoption of MiFID II has impacted research costs, as well as decision ...
FCA eyes PRIIPs and MiFID II, Brexit frustration and rise of passives June 18, 2018
The FCA will finally take action to address the unintended negative implications of Europe-wide legislation PRIIPs and MiFID II as early as next month, ...
FCA to launch asset management Mifid probe June 18, 2018
The Financial Conduct Authority, the City regulator, is concerned about inconsistencies in the interpretation and application of the Mifid II regulations, ...