SEC News

Altaba, Formerly Known as Yahoo!, Charged With Failing to Disclose Massive Cybersecurity Breach; Agrees To Pay $35 Million

The Securities and Exchange Commission today announced that the entity formerly known as Yahoo! Inc. has agreed to pay a $35 million penalty to settle charges that it misled investors by failing to disclose one of the world’s largest data breaches in which hackers stole personal data relating to hundreds of millions of user accounts.
According […]

ESMA News

Webinar: ESMA staff updates on use of LEI

A full video of the webinar can be viewed on ESMA’s YouTube channel or you can download the presentation slides.  ESMA staff presented on the topic of LEI requirements under the Markets in Financial Instruments Directive (MiFID II) and the upcoming LEI requirements under other sectoral legislation such as CSDR, SFTR, and Prospectus. Further information on the […]

FCA News

Brexit: what does it mean for financial markets to be open?

Speaker: Andrew Bailey, Chief ExecutiveEvent: City Week ‘The International Financial Services Forum’, Guildhall, LondonDelivered: 24 April 2018Note: this is the speech as drafted and may differ from the delivered version Highlights Now is the time for the UK and EU authorities to come together and work on the solutions to reduce the risks to financial stability that […]

AMF News

Arrêté du 13 avril 2018 portant homologation de modifications du règlement général de l’Autorité des marchés financiers

Arrêté du 13 avril 2018 portant homologation de modifications du règlement général de l’Autorité des marchés financiers – AMF Menu :Réglementation Télécharger Règlement général Arrêtés d’homologation : Année en cours Arrêté du 13 avril 2018 portant homologation de modifications du règlement général de l’Autorité des marchés financiers Haut de page Mentions légales : […]