FCA News

Regulation in a changing world

Speaker: Christopher Woolard, Executive Director of Strategy and CompetitionLocation: City of London / Cicero event on Future of Regulation, LondonDelivered on: 21 October 2019 Highlights: The FCA asks itself if its regulatory model is still the right one, and if it’s ready to respond to the changes we see coming down the track. The FCA will be […]

FCA News

Curzon Rose Limited

Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams.  This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]

FCA News

Update on RFX Financial Services Limited

On 10 October 2019, RFX Financial Services Limited voluntarily agreed to a number of FCA requirements, including: the firm must not carry on any regulated activities it must not dispose of, deal with or diminish the value of any of its assets or authorise any transfer of any funds held on its behalf or on […]

AMF News

Programme d’activité des prestataires de services d’investissement et information de l’AMF

L’AMF précise, pour les PSI autres que les SGP, les modalités d’organisation de la fonction de conformité, les conditions d’application des dispositions sur les transactions personnelles, les conditions à respecter pour la vérification de l’identité et de la capacité juridique d’un nouveau client ainsi que le montant brut d’une opération considérée comme significative dans le […]

AMF News

Questions-réponses sur la notion du service d’investissement de conseil en investissement

Les présentes questions-réponses visent à préciser les activités relevant ou ne relevant pas du statut de CIF, certaines de ses obligations (notamment en cas de relation significative avec un promoteur de produits financiers, en matière de gouvernance des instruments financiers, dans le cadre de conseils relatifs à des opérations sur biens divers ou encore dans […]

FCA News

CodexFX (clone of authorised firm)

Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]

FCA News

SwissAZ (clone of authorised firm)

Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]