Saturday, October 16, 2021

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  • SEC Awards $40 Million to Two Whistleblowers
  • FCA prohibits and fines Omar Hussein for pension switching advice failings
  • Verena Ross appointed Chair of the European Securities and Markets Authority
  • Charles Randell to step down as FCA and PSR Chair in Spring 2022
  • SEC Reopens Comment Period for Listing Standards for Recovery of Erroneously Awarded Compensation
2017 Compliance Nexus (c) | Editorial by MysteryThemes.