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ESMA publishes final report on CSDR Guidelines on standardised procedures and messaging protocols
Investment firms are expected to take measures to limit the number of settlement fails and to – at least – set up arrangements with their professional clients to ensure prompt communication of the necessary settlement information. ESMA, following a public consultation, has drafted final guidelines which set out how investment firms should ensure the requirements […]
2020 Calendar of the Chair and Executive Director of ESMA
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ESMA updates guidance on waivers from pre-trade transparency
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, published today an updated opinion providing guidance on pre-trade transparency waivers for equity and non-equity instruments. It covers guidance related to request for quote systems, guidance on how trading venues should apply for a waiver to their national competent authority, and updates on frequently […]