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ESMA consults on the evaluation of the short-selling regulation
ESMA publishes this consultation paper to seek the views of market participants on the three main elements of its advice to the EC: the scope and functioning of the exemption for market making activities; the procedure for imposing a short term ban on short-selling in case of a significant fall in price of a financial […]
ESMA updates Q&A on Short-Selling Regulation
The overall SSR Q&A revises a pre-existing answer regarding locate arrangements, further specifying the requirements for ‘easy-to-borrow and purchase’ lists. The purpose of this Q&A is to promote common supervisory approaches and practices in the application of SSR. It aims at providing investors and other market participants with clarifications on the applicable requirements. ESMA will […]
Transaction Reporting Validation Rules – 2018 update
[unable to retrieve full-text content] Original Article Here