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ESMA updates MiFID II Q&A on commodity derivatives
The purpose of this document is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR in relation to commodity derivatives topics. It provides responses to questions posed by the general public and market participants in relation to the practical application of data reporting requirements. This update includes new answers […]
ESMA CONSULTS ON FINES AND PENALTIES FOR DATA REPORTING SERVICES PROVIDERS
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today launches a consultation on specific aspects of the procedural rules for imposing fines and penalties on Data Reporting Services Providers (DRSPs) under ESMA’s direct supervision. The amended Markets in Financial Instruments Regulation (MiFIR) contains detailed rules regarding penalties for DRSPs. ESMA’s objectives […]