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ESMA provides guidance on the compliance function under MiFID II
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today publishes the final guidelines on the MiFID II compliance function. These guidelines replace the ESMA guidelines on the same topic issued in 2012 and include updates that enhance clarity and foster greater convergence in the implementation, and supervision, of the new MiFID […]
ESMA consults on indices and recognised exchanges under the Capital Requirements Regulation
ITS 2016/1646 sets the criteria to identify the main indices and recognised exchanges for the purposes of the CRR. As there is no legislative procedure, other than amending the ITS, ESMA is now proposing to update the legislative text to take into account relevant amendments to the list of main indices and recognised exchanges since […]
Public Hearing on joint ESA’s Consultation Paper on ESG Disclosures
Background On 23 April, the ESAs issued a joint Consultation Paper on ESG Disclosures. The consultation paper seeks the views of interested parties on draft Regulatory Technical Standards (RTS) under the Regulation on sustainability‐related disclosures in the financial services sector (Regulation (EU) 2019/2088). The ESAs’ draft RTS contain proposals on entity-level disclosures on the principal […]