ESMA publishes updates its Q&As on investor protection issues

The Q&As on MiFID II and MiFIR investor protection and intermediaries’ topics update answers on:

  • Best execution – Disclosure of reports to the public
  • Other issues – Drafting change on understanding the term “ongoing relationship”

The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR.

ESMA will continue to develop this Q&A document on investor protection topics under MiFID II and MiFIR, both adding questions and answers to the topics already covered and introducing new sections for other MiFID II investor protection areas not yet addressed in this Q&A document.

Original Article Here

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