FCA News

Update on preparing your firm for Brexit

We expect that, by now, firms have considered the issues that we have previously highlighted. We have updated our webpage on preparing your firm for Brexit to follow up on some key areas: contract continuity – we remind firms which do business in the EEA under a passport that they need to consider how they […]

FCA News

FCA response to the CMA’s final report on its investigation of investment consultancy and fiduciary management services

The CMA undertook this investigation following a reference we made as part of our asset management market study in September 2017. We made the reference because we had identified serious competition concerns in both markets. Investment consultants advise on £1.6 trillion of pension scheme assets in the UK and fiduciary management providers manage over £110bn […]

FCA News

KBW Associates Ltd files for liquidation

KBW Associates Ltd has informed us it has filed for liquidation. Any client who is considering submitting a claim should contact the Financial Services Compensation Scheme (FSCS) to discuss how to register a claim. Clients who have already complained to the Financial Ombudsman Service should speak to their case handler to discuss next steps, including whether […]

FCA News

Westerman Consultancy Ltd

Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams.  This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]

FCA News

The Pension Assessment Agency Ltd

Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams.  This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]

FCA News

Goldoneo (clone of authorised firm)

Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]

FCA News

Blackwell Asset Management

Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams.  This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]

FCA News

Certi UK

Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams.  This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]