FCA News

Brexit briefings for regulated firms

We are working to ensure as smooth a transition as possible as the UK prepares to leave the European Union. A significant part of this is to make sure that all firms are ready for 29 March 2019. We are hosting 2 briefings to give firms a clearer understanding of our approach to managing the impact […]

FCA News

Javan Exchange Limited

Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams.  This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]

FCA News

Operation of the MoU with the Bank of England for market infrastructure – 2018 performance statement

Domestically, the Bank co-operates with both the Financial Conduct Authority (FCA) and Payment Systems Regulator (PSR) in relation to supervising financial market infrastructure (FMI) and payment systems respectively. The frameworks for co-operation with these authorities are set out in two memoranda of understanding which the signatories are required to review annually, including by seeking feedback […]

FCA News

Market abuse requires a dynamic response to a changing risk profile

Speaker: Julia Hoggett, Director, Market OversightEvent: Implementation of the Market Abuse Regulation in the UK, London (organised by AFME and hosted by Linklaters LLP)Delivered: 13 February 2018Note: this is the speech as drafted and may differ from the delivered version Highlights Compliance with MAR requires a whole series of situational judgements to be made. A regulatory system […]