Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams. This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]
FCA News
Villetorte Asset Management (clone of passported firm)
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]
Regulation in a changing world
Speaker: Christopher Woolard, Executive Director of Strategy and CompetitionLocation: City of London / Cicero event on Future of Regulation, LondonDelivered on: 21 October 2019 Highlights: The FCA asks itself if its regulatory model is still the right one, and if it’s ready to respond to the changes we see coming down the track. The FCA will be […]
Curzon Rose Limited
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams. This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]
Update on RFX Financial Services Limited
On 10 October 2019, RFX Financial Services Limited voluntarily agreed to a number of FCA requirements, including: the firm must not carry on any regulated activities it must not dispose of, deal with or diminish the value of any of its assets or authorise any transfer of any funds held on its behalf or on […]
CodexFX (clone of authorised firm)
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]
SwissAZ (clone of authorised firm)
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]
Direct Trading Technologie (clone of FCA authorised firm)
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]
FCA seeks compensation for Park First investors
The FCA alleges the Park First scheme involved an illegal collective investment scheme established to operate car park investments using funds from members of the investing public. The scheme raised approximately £230 million from 4,500 investors. The FCA also alleges that the scheme was promoted to the public using false or misleading statements. The Defendants made […]
FCA data show 4.29m complaints for first half of 2019
The increase in complaints was mainly driven by a 34% increase in the volume of PPI complaints received, from 1.58m to 2.12m. PPI complaints made up 49% of all complaints received during this period, continuing to be the most complained about product. While PPI complaints increased in the first half of 2019, there was a […]