FCA News

A regulatory perspective: measuring and assessing culture, now and in the future, the role of purpose and the importance of D&I

Speaker: Sheldon Mills, Executive Director, Consumers and CompetitionEvent: The IA Culture in Investment Management ForumDelivered: 22 September 2021Note: this is the speech as drafted and may differ from the delivered version Highlights Culture remains central to how we supervise the firms we regulate. The importance of an authentic, embedded purpose, visible leadership and an inclusive environment where staff feel […]

FCA News

Sentor Solutions Commercial Ltd consumer warning

Sentor Solutions’ involvement with Texmoore and Fabcourt We understand that Sentor Solutions Commercial Ltd and/or a related firm owned by its director called Sentor Solutions Advisory Limited acted as security trustees and undertook other business for Texmoore and Fabcourt. While Sentor Solutions Commercial is an authorised firm with credit broking permissions and Sentor Solutions advisory […]

FCA News

Seizing opportunity – challenges and priorities for the FCA

Speaker: Nikhil Rathi, CEOEvent: Lord Mayor’s City Banquet, Mansion House, LondonDelivered: 22 September 2021Note: this is the speech as drafted and may differ from the delivered version Highlights We took extraordinary measures to protect consumers throughout the pandemic. With a stronger economic and employment backdrop, we are now coming through those challenges. We are collaborating with international partners to deliver a […]

FCA News

FCA’s proposals for a new listing regime

Speaker: Clare Cole, Director of Market OversightEvent: The Modernisation of the Listing Regime, City & FinancialDelivered: 17 September 2021Note: this is the speech as drafted and may differ from the delivered version Highlights The UK Listing Review, chaired by Lord Hill achieved unprecedented support, across all parts of industry, for the need to reform of […]