ESMA News

ESAs’ Joint Board of Appeal decides on four appeals under the Credit Rating Agencies Regulation

The Joint Board of Appeal (BoA) of the European Supervisory Authorities (ESAs – ESMA, EIOPA and EBA) issued decisions regarding four appeals it received by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken (SEB) AB, Swedbank AB, and Nordea Bank Abp against decisions by the European Securities and Markets Authority (ESMA) regarding infringements of the Credit Rating […]

ESMA News

Webinar : New update on use of LEI now available

A full video of the webinar can be viewed on ESMA’s YouTube channelor you can download the presentation slides.  ESMA staff presented on the topic of LEI requirements under the Markets in Financial Instruments Directive (MiFID II) and the upcoming LEI requirements under other sectoral legislation such as EMIR and SFTR. Further information on the […]

ESMA News

ESAs propose amendment to PRIIPs Key Information Document to clarity application to investment funds

The amendment clarifies the application of the KID to investment funds where these are offered as underlying investment options to a PRIIP (so-called “multi-option products” or “MOPs”). The amendment follows a recent decision by the European co-legislators to defer the application of the KID to these investment funds by two years from the end of […]