The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today published a Consultation Paper (CP) on draft Regulatory Technical Standards (RTS) under the Markets in Financial Instruments Regulation (MiFIR) regarding suitability assessments of DRSP management body members. ESMA proposes to introduce requirements covering the following areas: Good repute, honesty and integrity; Sufficient […]
In his speech, Mr Maijoor focused on how retail investors and asset management are the pillars of a successful Capital Markets Union (CMU). It addresses topics such as investor protection and transparency, financial literacy and the role of pensions in the CMU. During his address Mr. Maijoor stated the following: “A careful assessment should be […]