AMF News

L’Autorité des marchés financiers lance une consultation publique sur la détermination du nouveau seuil national de prospectus et le régime d’information applicable sous ce seuil

Dans la perspective de l’entrée en application, le 21 juillet 2018, de certaines dispositions du règlement « Prospectus » du 14 juin 2017, l’AMF lance une consultation sur la détermination du nouveau seuil national à partir duquel il sera obligatoire de publier un prospectus et, pour les offres au public inférieures à ce seuil, sur […]

AMF News

Consultation publique sur la détermination du nouveau seuil national de prospectus et le régime d’information applicable sous ce seuil

Consultation publique sur la détermination du nouveau seuil national de prospectus et le régime d’information applicable sous ce seuil – AMF Menu :Publications Télécharger Consultations publiques Archives Consultation publique sur la détermination du nouveau seuil national de prospectus et le régime d’information applicable sous ce seuil Haut de page Mentions légales : Directeur […]

FCA News

Statement on communications in relation to PRIIPs

The PRIIPs Regulation The Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation has applied from 1 January 2018. Since then, PRIIP manufacturers have been required to prepare and publish a stand-alone, standardised document, a KID, for each of their PRIIPs. Further, firms that advise a retail investor on a PRIIP, or sell a PRIIP to a […]

SEC News

Six Accountants Charged with Using Leaked Confidential PCAOB Data in Quest to Improve Inspection Results for KPMG

Washington D.C., Jan. 22, 2018 — The Securities and Exchange Commission today announced charges against six certified public accountants – including former staffers at the Public Company Accounting Oversight Board (PCAOB) and former senior officials at KPMG LLP – arising from their participation in a scheme to misappropriate and use confidential information relating to the PCAOB’s […]

FCA News

Financial Conduct Authority consults on widening access to the Financial Ombudsman Service for small businesses

At the moment only individual consumers and around 5.5 million micro-enterprises (the smallest type of business) can access the Ombudsman if they have a dispute with a financial services firm. Businesses that cannot access the Ombudsman would need to take the firm to court. However, the FCA believes that many smaller businesses within this group […]