ESMA News

17 October 2017 – Hear from Dombrovskis, Barnier, Gualtieri and Alder at the ESMA Conference on the State of European Financial Markets

The European Securities and Markets Authority (ESMA) conference, which takes place in Paris on Tuesday 17 October, will be this autumn’s key event focusing on developments in the EU’s financial services markets. Participants will hear from leading figures on issues such as Brexit, CMU, MiFID, market infrastructures, financial innovation and the future shape of financial […]

ESMA News

Hear from Dombrovskis, Barnier, Gualtieri and Alder at the ESMA Conference

The European Securities and Markets Authority (ESMA) conference, which takes place in Paris on Tuesday 17 October, will be this autumn’s key event focusing on developments in the EU’s financial services markets. Participants will hear from leading figures on issues such as Brexit, CMU, MiFID, market infrastructures, financial innovation and the future shape of financial […]

ESMA News

ESMA updates Q&A on MAR

The purpose of the Q&A document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. Today’s Q&A include an update of the Q&A clarifying the scope of firms subject to the MAR provision to detect and report suspicious orders and transactions and new detailed answers on: the […]

FCA News

Quick Loans Ltd (clone of authorised firm)

Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]

FCA News

Standard Fidelity

Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams.  This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]

FCA News

Buy As You View – enters administration

Customers of the firm should continue to make payments as normal, as their agreements remain in place. The firm is no longer entitled to enter into new loans. Customers who want to contact the firm to discuss their agreement can do so via https://bayv.co.uk/help/contact-us or call them on 03331 369 347. We are working closely with […]

SEC News

Chairman Clayton Names Executive Staff

Washington D.C., Aug. 31, 2017— The Securities and Exchange Commission today announced that John Cook, Jeffrey Dinwoodie, Raquel Fox, Kristina Littman, Alan Cohen, Christopher Carofine, and Shelby Begany Telle have been named to the executive staff of Chairman Jay Clayton.  These executive staff members will advise Chairman Clayton alongside Chief of Staff Lucas Moskowitz, Deputy […]