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Asset management: A regulatory perspective
Speaker: Andrew Bailey, Chief ExecutiveEvent: London Business School Annual Asset Management ConferenceDelivered: 26 April 2018Note: this is the speech as drafted and may differ from the delivered version Highlights Andrew’s speech sets out some of the challenges for the FCA, the asset management market and regulatory developments in the sector It’s a great pleasure to have […]
Carna Capital
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams. This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]
Capital Markets Union – An updated regulatory perspective – Gerry Cross, Director of Policy and Risk
26 Apr 2018 Speech Remarks delivered to the British Irish Chamber of Commerce Event, International Financial Services in Ireland and the UK in a post-Brexit world Introduction Good morning. It is a great pleasure to be here. Many thanks to the British Irish Chamber of Commerce for the invitation. […]
Blockchain: considering the risks to consumers and competition
Speaker: Mary Starks, Director of CompetitionEvent: Authority for Consumers & Markets Conference Panel, NetherlandsDelivered: 26 April 2018Note: this is the speech as drafted and may differ from the delivered version Highlights Blockchain technology has numerous useful applications but there are potential risks to consumers and competition to be considered. Cryptoassets are a well-known application of […]
Eric R. Werner Named Associate Regional Director for Enforcement in Fort Worth Office
The Securities and Exchange Commission today announced that Eric R. Werner has been named the Associate Regional Director for Enforcement in the SEC’s Fort Worth Regional Office. He succeeds Jessica B. Magee, who left the agency in February. Mr. Werner joined the SEC in 1995 as an Investigative Staff Attorney in the Enforcement Division in […]
Discours de Robert Ophèle, Président de l’AMF – “How has the European equity market responded and performed in the wake of MiFID II?”- TradeTech Europe 2018 – 25 avril 2018 (en anglais uniquement)
Check against delivery Four months after the implementation of MiFID2, I am pleased to see there is still a dynamic and active European equity market. This I say only partly in jest since, in the context of MiFID2, certain markets – I have in mind certain commodities derivatives markets – have actually shifted away from […]
Max Montgomerie Debt Recovery & Investigations (also trading as M&M Debt Collection Services)
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams. This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]
Money Financers
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams. This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]
FCA response to the Independent Review of the Funding of Debt Advice by Peter Wyman
Peter Wyman’s report into the funding and delivery of debt advice in the UK is an important step which will make a real difference to policy and practice in this vital area. Good quality advice, delivered in a cost effective way, is crucial in helping avoid harm to consumers struggling with debt, many of whom can […]