Washington D.C., Oct. 22, 2019 — The Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting on Nov. 7. The meeting will begin at 9:30 a.m. Eastern Time in the Multipurpose Room at SEC headquarters at 100 F Street, N.E., Washington, D.C. and is open to the public. The meeting will be webcast live […]
Author: admin
Open procedure for Selection of Banks for the Execution of Payments in EUR Mainly within the SEPA Area – DEADLINE 8/11/2019 – 23:59
Download PDF Original Article Here
WFE Capital
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams. This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]
“The Central Bank’s supervisory and enforcement toolkit should be enhanced”- Director General Derville Rowland
22 October 2019 Press Release The Central Bank has proposed reforms to financial services regulations, including a new Senior Executive Accountability Regime (SEAR) to ensure clearer accountability. The Central Bank considers these proposed reforms to be necessary enhancements to its supervisory and enforcement toolkit. All participants in […]
The Case for the Senior Executive Accountability Regime – Director General, Financial Conduct Derville Rowland
22 October 2019 Speech Matheson Conference on Culture and Governance in Financial Services – Preparing for the Senior Executive Accountability Regime Good Morning Everybody! I would like to thank Matheson and the UCD Sutherland School of Law for the invitation to address you on the Central Bank’s proposals to […]
Villetorte Asset Management (clone of passported firm)
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]
EU enforcers must monitor closely new reporting standards
The common enforcement priorities related to 2019 IFRS financial statements include: · specific issues related to IFRS 16 Leases given the need to exercise significant judgement in its application, particularly in determining the lease term and the discount rate; · improvement of the information provided under standards that became applicable in 2018 IFRS financial statements: […]
European common enforcement priorities for 2019 annual financial reports
Download PDF Original Article Here
Overview recruitments – Updated 21 October 2019
Download PDF Original Article Here
Regulation in a changing world
Speaker: Christopher Woolard, Executive Director of Strategy and CompetitionLocation: City of London / Cicero event on Future of Regulation, LondonDelivered on: 21 October 2019 Highlights: The FCA asks itself if its regulatory model is still the right one, and if it’s ready to respond to the changes we see coming down the track. The FCA will be […]