Washington D.C., Jan. 17, 2020 — The U.S. Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation will report on its findings regarding the state of capital formation for small businesses and its latest recommendations to the Commission during a virtual conference call event on Jan. 23, 2020, at 1 p.m. ET. This first […]
Fixed Return Bonds
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams. This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]
Brokers Community – Market Effect
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams. This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]
Prestige-Asset or Prestige Asset Management (clone of FCA authorised firm)
Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]
Alter Capital
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams. This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]
SEC Charges Convicted Criminal Who Conducted Fraudulent ICO Using a Fake Identity
Washington D.C., Jan. 17, 2020 — The Securities and Exchange Commission today charged convicted criminal Boaz Manor, his business associate, and two businesses, CG Blockchain Inc. and BCT Inc. SEZC, with raising over $30 million from hundreds of investors in a fraudulent initial coin offering (ICO). According to the SEC’s complaint, between August 2017 and […]
Absolute Global Markets
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams. This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]
Aman Investment Group / Aman Trades
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams. This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]
Ibex Prime (a trading style of General Media OU)
Almost all firms and individuals offering, promoting or selling financial services or products in the UK have to be authorised by us. However, some firms act without our authorisation and some knowingly run investment scams. This firm is not authorised by us and is targeting people in the UK. Based upon information we hold, we […]
Incitations et rémunérations : l’AMF met à jour sa doctrine au regard des textes de MIF 2
L’Autorité des marchés financiers (AMF) met à jour la position-recommandation DOC-2013-10 relative aux incitations et rémunérations reçues dans le cadre de la distribution et de la gestion sous mandat d’instruments financiers afin de prendre en compte les impacts de la transposition de la directive MIF 2. Actualisation au regard des textes MIF 2 La position-recommandation […]