SEC News

SEC Charges Multinational Telecommunications Company With FCPA Violations

Washington D.C., Dec. 6, 2019 — The Securities and Exchange Commission today announced that Sweden-based Telefonaktiebolaget LM Ericsson was charged with engaging in a large-scale bribery scheme involving the use of sham consultants to secretly funnel money to government officials in multiple countries. The bribes netted Ericsson hundreds of millions in profits. To resolve these alleged […]

FCA News

Clarmond-WL (Clone of FCA authorised firm)

Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]

FCA News

Paragon Bank (Clone of FCA authorised firm)

Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]

AMF News

Dépôt des prospectus et des documents d’enregistrement universels : l’AMF met son instruction en conformité avec le règlement Prospectus

Dossiers thématiques Sociétés cotées & opérations financières: Information & opérations financières Dépôt des prospectus et des documents d’enregistrement universels : l’AMF met son instruction en conformité avec le règlement Prospectus Publié le 6 décembre 2019 L’instruction de l’AMF qui précisait les modalités de dépôt des prospectus auprès de l’AMF DOC 2016-04 a été revue […]

AMF News

Modalités de dépôt et de publication des prospectus

Résumé Cette instruction : • clarifie les modalités de dépôt des différents documents tels que le prospectus, le document d’enregistrement universel, les suppléments et la documentation promotionnelle ; • précise les pièces à fournir à l’occasion du dépôt auprès du régulateur ; • fournit les modèles d’encarts à faire figurer sur la couverture de […]

SEC News

SEC Charges Trucking Executives With Accounting Fraud

Washington D.C., Dec. 5, 2019 — The Securities and Exchange Commission today charged two former top executives of Indiana-based trucking company Celadon Group Inc. for their participation in an accounting fraud that inflated the company’s income and earnings per share. Celadon previously agreed to settle accounting fraud charges brought by the SEC in April. The SEC’s complaint against […]