FCA News

Black Trading Corp (clone of authorised firm)

Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]

FCA News

Chiba Bank UK (clone of authorised firm)

Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]

FCA News

Belair House (clone of EEA authorised firm)

Almost all firms and individuals carrying out financial services activities in the UK have to be authorised or registered by us. This firm is not authorised or registered by us but has been targeting people in the UK, claiming to be an authorised firm. This is what we call a ‘clone firm’; and fraudsters usually […]

SEC News

SEC Names Vanessa Countryman to Lead the Office of the Secretary

The Securities and Exchange Commission today announced that Vanessa Countryman has been appointed as the agency’s Secretary. The Secretary is responsible for overseeing the administrative aspects of Commission meetings, rulemakings, and procedures.  Ms. Countryman has served as Acting Secretary since March 2019.  Within the SEC, the Office of the Secretary plays a central role in ensuring […]

SEC News

Joint Statement on Opportunistic Strategies in the Credit Derivatives Market

U.S. Securities and Exchange Commission (SEC) Chairman Jay Clayton, U.S. Commodity Futures Trading Commission (CFTC) Chairman J. Christopher Giancarlo, and U.K. Financial Conduct Authority (FCA) Chief Executive Andrew Bailey issued the following joint statement regarding the credit derivatives markets: “The continued pursuit of various opportunistic strategies in the credit derivatives markets, including but not limited […]

FCA News

Joint statement on opportunistic strategies in the credit derivatives markets

Washington DC and London, UK – U.S. Commodity Futures Trading Commission (CFTC) Chairman J. Christopher Giancarlo, U.S. Securities and Exchange Commission (SEC) Chairman Jay Clayton, and U.K. Financial Conduct Authority (FCA) Chief Executive Andrew Bailey issued the following joint statement regarding the credit derivatives markets: ‘The continued pursuit of various opportunistic strategies in the credit […]