ESMA News

ESAs launch joint consultation on second batch of policy mandates under the Digital Operational Resilience Act

ESAs launch joint consultation on second batch of policy mandates under the Digital Operational Resilience Act 08 December 2023 Digital Finance and Innovation Joint Committee The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) launched today a public consultation on the second batch of policy mandates under the Digital Operational Resilience Act (DORA). […]

Regulatory News

Central Bank of Ireland Issues Warning on Unauthorised Firm – Kennedy Loan Group (CLONE)

Warning: Unauthorised Retail Credit Firm Unauthorised Firm Name Kennedy Loan Group (CLONE) Website https://www.kennedyloangroup.com/ Email address(es) used [email protected] Note: The firm’s also operates via Telegram under the username loanteam1 Phone number(s) used 0833231347 Authorisation in Ireland This firm is not authorised to provide retail credit services or any other financial services in Ireland. Additional information […]

Regulatory News

Central Bank of Ireland Issues Warning on Unauthorised Firm – Vantage Global Funds ICAV (CLONE)

Warning: Unauthorised Investment Firm / Investment Business Firm / Irish Collective Asset-Management Vehicle Unauthorised Firm Name Vantage Global Funds ICAV (CLONE) Website www.vantageglobalfundsicav.com Email address(es) used [email protected] Phone number(s) used +353 412150022 Authorisation in Ireland This firm is not authorised to provide investment services or any other financial services in Ireland. Additional information The firm […]

Regulatory News

Central Bank of Ireland Issues Warning on Unauthorised Firm – Custom House Capital Limited (CLONE)

Warning: Unauthorised Investment Firm/Investment Business Firm Unauthorised Firm Name Custom House Capital Limited (CLONE) Website www.customhousecl.com Email address(es) used [email protected] Phone number(s) used None identified Authorisation in Ireland This firm is not authorised to provide investment services or any other financial services in Ireland. Additional information The firm cloned the details and has been seeking […]

Regulatory News

Central Bank of Ireland Issues Warning on Unauthorised Firm – DWS Invest (IE) ICAV (CLONE)

Warning: Unauthorised Investment Firm / Investment Business Firm / Irish Collective Asset-Management Vehicle Unauthorised Firm Name DWS Invest (IE) ICAV (CLONE) Website None identified Email address(es) used [email protected] Phone number(s) used 01 568 6903 Authorisation in Ireland This firm is not authorised to provide investment services or any other financial services in Ireland. Additional information […]

ESMA News

ESMA highlights potential conflicts of interest risks in changes to Collateralised Loan Obligation rating methodologies

ESMA highlights potential conflicts of interest risks in changes to Collateralised Loan Obligation rating methodologies 07 December 2023 Credit Rating Agencies The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today released a Report on EU credit ratings for collateralised loan obligations (CLO). The report highlights potential conflicts of interest […]